Cases...
Briggs v. Eden Council for Hope
& Opportunity (1999) [ 19 Cal.4th 1106 ]
[No. S062156. Jan 21, 1999.]
DAN BRIGGS et al., Plaintiffs and Appellants, v. EDEN
COUNCIL FOR HOPE AND OPPORTUNITY, Defendant and Respondent.
(Superior Court of Alameda County, No. H-180743-5, Bonnie
Lewman, Judge.)
(Opinion by Werdegar, J., with George, C. J., Mosk,
Kennard and Chin, JJ., concurring. Concurring and dissenting
opinion by Baxter, J., with Brown, J., concurring.)
COUNSEL
Knox, Anderson & Blake, Anderson & Blake and
Kevin Anderson for Plaintiffs and Appellants.
Brancart & Brancart, Christopher Brancart, Elizabeth
Brancart; Mark Goldowitz, John C. Barker and Elizabeth
Bader for Defendant and Respendent.
Levy, Ram & Olson and Karl Olson for California
Newspaper Publishers Association et al., as Amici Curiae
on behalf of Defendant and Respondent.
James D. Smith for Fair Housing Organizations as Amici
Curiae on behalf of Defendant and Respondent.
Catherine I. Hanson and Astrid G. Meghrigian for California
Medical Association as Amicus Curiae on behalf of Defendant
and Respondent.
Julia Mandeville Damasco for City of Hayward, City of
Pleasanton, City of Santa Clara and City and County
of San Francisco as Amici Curiae on behalf of Defendant
and Respondent.
Hagenbaugh & Murphy, Daniel A. Leipold and Cathy
L. Shipe for Cult Awareness Network, Inc., and F.A.C.T.Net,
Inc., as Amici Curiae on behalf of Defendant and Respondent.
OPINION
MAJORITY:
WERDEGAR, J.—
Must a defendant, moving specially under Code of Civil
Procedure section 425.16 (hereafter section 425.16 or
the anti-SLAPP fn 1 statute) to strike a cause of action
arising from a statement made before, or in connection
with an issue under consideration by, a legally authorized
official proceeding, demonstrate separately that the
statement concerned an issue of public significance?
In accordance with the plain language of the statute
and in consonance with discernible legislative intent,
as well as for reasons of sound public policy, we conclude
not. Accordingly, we reverse the judgment of the Court
of Appeal.
Background fn 2 Plaintiffs Dan and Judy Briggs own residential
rental properties. Defendant Eden Council for Hope and
Opportunity (ECHO), a nonprofit corporation partly funded
by city and county grants, counsels tenants and mediates
landlord-tenant disputes. Seeking damages for defamation
and intentional and negligent infliction of emotional
distress, plaintiffs allege ECHO harassed and defamed
them.
Plaintiffs allege: In 1990, ECHO counseled Pamela Ford,
an African-American woman who rented an apartment from
plaintiffs. After Ford {Page 19 Cal.4th 1110}complained
to ECHO that plaintiffs were giving her a less favorable
electricity offset than that given to a Caucasian tenant,
ECHO assisted Ford in filing a complaint with the federal
Department of Housing and Urban Development (HUD) and
in prosecuting a small claims court action against plaintiffs.
HUD exonerated plaintiffs, but Ford prevailed in small
claims court. In an unrelated civil action, plaintiffs
sought ECHO's files, ultimately obtaining a court order
compelling their production and sanctioning ECHO. Plaintiffs
allege that during HUD's investigation of Ford's complaint,
ECHO employees referred to Dan Briggs as a "racist,"
and that other defamatory statements, including that
Briggs "is a redneck and doesn't like women,"
were made to a HUD investigator and other persons.
In 1991, Dan Briggs telephoned ECHO asking for the names
and addresses of ECHO's directors so he could complain
to them about ECHO's failure to produce the earlier
requested documents. Briggs asked to speak with Caroline
Peattie, ECHO's assistant executive director. ECHO's
receptionist gave Peattie a telephone message slip,
and Peattie returned Briggs's call. The subsequently
disclosed files revealed that, while talking with Briggs,
Peattie wrote and circled on the telephone message slip
the letters "KKK." Other ECHO staff members
saw the message slip and the "KKK" notation.
The minutes of the ECHO board meetings reveal that at
one meeting ECHO's directors discussed whether Dan Briggs
was mentally unbalanced. The executive director's notes
recorded the view that Briggs was on a "witchhunt."
At another meeting, ECHO's executive director stated
that Briggs had made racist comments to the city's staff
while complaining about city funding of ECHO.
Another of plaintiffs' tenants, Diana Bond, punctured
the refrigerator in her apartment while trying to defrost
it. The refrigerator was repaired, but malfunctioned
a year later. When plaintiffs refused to repair or replace
the refrigerator, Bond consulted ECHO. Bond ultimately
vacated the apartment, taking the refrigerator with
her. Plaintiffs deducted the costs related to the refrigerator
from Bond's security deposit, whereupon Bond successfully
sued plaintiffs in small claims court. Plaintiffs allege
ECHO maliciously gave Bond false advice in connection
with this matter.
When plaintiffs' tenants Kirk and Gay-Rita Poates consulted
ECHO, a staff member commented, "We know what kind
of people you're dealing with." In another incident,
involving a dispute between two roommates who also were
tenants of plaintiffs, an ECHO staff member told one
of the roommates that "this [has] happened [before]
with Dan and Judy." The tenant understood the remark
to be negative. {Page 19 Cal.4th 1111}
After plaintiffs filed this action, ECHO filed a special
motion to strike the complaint pursuant to the anti-SLAPP
statute. In support, ECHO argued that plaintiffs' claims
were based upon statements made in connection with issues
pending before or under consideration by executive and
judicial bodies (section 425.16, subd. (e)(1), (2)),
and that plaintiffs had not established a probability
they would prevail on their claims (section 425.16,
subd. (b)(1)). In opposition, plaintiffs argued that
ECHO's alleged activities did not involve matters of
"public significance" (section 425.16, subd.
(a)). The trial court granted ECHO's motion, dismissed
the complaint, and awarded ECHO attorney fees and costs.
Plaintiffs filed two appeals, one challenging the judgment
of dismissal, the other the attorney fees award. The
Court of Appeal consolidated the appeals and reversed
both the judgment of dismissal and the order awarding
attorney fees and costs. The Court of Appeal held that
the trial court had erred in striking the complaint
under section 425.16, because ECHO had not made a prima
facie showing that this lawsuit arose from an act by
ECHO in furtherance of its constitutional petition or
speech rights in connection with a public issue. Thus,
the Court of Appeal impliedly held that a cause of action
is not subject to being struck under the anti-SLAPP
statute unless it arises from a statement or writing
by the defendant which, substantively, addresses an
issue of public significance, even if the statement
or writing is made before or in connection with an issue
under consideration by an official body or proceeding.
fn 3
We granted ECHO's petition for review.
Discussion
Section 425.16 fn 4 provides, inter alia, that "A
cause of action against a person arising from any act
of that person in furtherance of the person's right
{Page 19 Cal.4th 1112}of petition or free speech under
the United States or California Constitution in connection
with a public issue shall be subject to a special motion
to strike, unless the court determines that the plaintiff
has established that there is a probability that the
plaintiff will prevail on the claim." (section
425.16, subd. (b)(1).) "As used in this section,
'act in furtherance of a person's right of petition
or free speech under the United States or California
Constitution in connection with a public issue' includes:
(1) any written or oral statement or writing made before
a legislative, executive, or judicial proceeding, or
any other official proceeding authorized by law; (2)
any written or oral statement {Page 19 Cal.4th 1113}or
writing made in connection with an issue under consideration
or review by a legislative, executive, or judicial body,
or any other official proceeding authorized by law ...."
(Id., subd. (e).)
Courts of Appeal applying section 425.16 have divided
on the question whether a defendant who moves under
the statute to strike a cause of action arising from
a statement made before, or in connection with an issue
under consideration by, an "official proceeding"
must separately demonstrate that the statement was made
in connection with a "public" issue. (Compare
Zhao v. Wong (1996) 48 Cal.App.4th 1114 [55 Cal.Rptr.2d
909] [section 425.16 applies only to causes of action
arising from statements or writings on issues of public
significance] with Braun v. Chronicle Publishing Co.
(1997) 52 Cal.App.4th 1036 [61 Cal.Rptr.2d 58] (Braun
v. Chronicle) [section 425.16 applies to any cause of
action arising from a statement or writing connected
to an issue under consideration by an official proceeding].)
The Court of Appeal in this matter followed Zhao v.
Wong, holding that "a lawsuit qualifies as a SLAPP
suit only if it challenges a statement made in connection
with a public issue made in an official proceeding or
a statement made in connection with a public issue under
review in an official proceeding."
For the following reasons, we conclude the Court of
Appeal erred.
1. Statute's Plain Language
First, the plain, unambiguous language of section 425.16
encompasses plaintiffs' causes of action against ECHO,
without any separate "public issue" requirement.
Section 425.16, subdivision (b)(1) expressly makes subject
to a special motion to strike "[a] cause of action
against a person arising from any act of that person
in furtherance of the person's right of petition or
free speech under the United States or California Constitution
in connection with a public issue ...." As noted,
for the statute's purposes, an " 'act in furtherance
of a person's right of petition or free speech under
the United States or California Constitution in connection
with a public issue' includes: (1) any written or oral
statement or writing made before a legislative, executive
or judicial proceeding, or any other official proceeding
authorized by law; [and] (2) any written or oral statement
or writing made in connection with an issue under consideration
or review by a legislative, executive, or judicial body,
or any other official proceeding authorized by law ...."
(section 425.16, subd. (e), italics added.) Thus, plainly
read, section 425.16 encompasses any cause of action
against a person arising from any statement or writing
made in, or in connection with an issue under consideration
or review by, an official proceeding or body. {Page
19 Cal.4th 1114}
Construing clause (2) of section 425.16, subdivision
(e), quoted above, the court in Zhao v. Wong, nevertheless
opined that, even though the clause "contains no
reference to 'public issue' or an equivalent phrase,"
it does not "eliminate[] the requirement, expressed
in the language subject to definition, that the oral
statement or writing must be 'in connection with a public
issue.' The operative language in subdivision (b) ...
continues to require that the issue in question, i.e.
'an issue under consideration or review by a legislative,
executive, or judicial body, or any other official proceeding
authorized by law,' be a public issue." (Zhao v.
Wong, supra, 48 Cal.App.4th at p. 1127, fn. omitted;
accord, Linsco/Private Ledger, Inc. v. Investors Arbitration
Services, Inc. (1996) 50 Cal.App.4th 1633, 1639 [58
Cal.Rptr.2d 613]; Ericsson GE Mobile Communications,
Inc. v. C.S.I. Telecommunications Engineers (1996) 49
Cal.App.4th 1591, 1601 [57 Cal.Rptr.2d 491].)
Neither Zhao v. Wong nor its progeny provides authority,
legal or grammatical, for such a strained construction.
As explained, the statute plainly reads otherwise. Moreover,
for us to adopt the Zhao court's novel understanding
would contravene a "longstanding rule of statutory
construction—the 'last antecedent rule'—[which]
provides that 'qualifying words and phrases and clauses
are to be applied to the words or phrases immediately
preceding and are not to be construed as extending to
or including others more remote.' " (White v. County
of Sacramento (1982) 31 Cal.3d 676, 680 [183 Cal.Rptr.
520, 646 P.2d 191], quoting Board of Port Commrs. v.
Williams (1937) 9 Cal.2d 381, 389 [70 P.2d 918].) And
as will appear, the Legislature expressly has rejected
Zhao v. Wong's analysis and narrowing approach. (See
generally, section 425.16, subd. (a); Assem. Com. on
Judiciary, Analysis of Sen. Bill No. 1296 (1997-1998
Reg. Sess.) for July 2, 1997, hg., pp. 3-4.)
The record establishes that plaintiffs' three causes
of action against ECHO all "arise from"—i.e.,
are based upon—statements or writings that ECHO
personnel made in official proceedings or in connection
with issues under consideration or review by executive
or judicial bodies or proceedings.
Specifically, plaintiffs in their complaint base their
defamation cause of action on ECHO's alleged assisting
of tenant Ford "to institute legal action with
... HUD ... against the plaintiffs," and ECHO's
alleged "defamatory statements ... made to a HUD
investigator and other unknown persons" in connection
with Ford's HUD action, "includ[ing] the term 'KKK'
being handwritten and circled next to plaintiff Dan
Briggs' name on a {Page 19 Cal.4th 1115}telephone message
note." fn 5 They base their intentional and negligent
infliction of emotional distress causes of action on,
first, ECHO's alleged provision to tenant Bond of "information
with regard to the habitability of [Bond]'s apartment
because of a broken refrigerator" about which the
Court of Appeal noted Bond had successfully sued plaintiffs
in small claims court; second, ECHO's alleged providing
false information and direction to two different tenants
involved in a dispute over a security deposit; and,
third, ECHO's alleged "failure to comply with a
deposition subpoena for production of documents served
in an unrelated civil action."
Thus, plaintiffs' causes of action against ECHO all
arise from ECHO's statements or writings made in connection
with issues under consideration or review by official
bodies or proceedings—specifically, HUD or the
civil courts. Plaintiffs concede that "petitioning
activity involves lobbying the government, suing, [and]
testifying." As pertinent here, " '[t]he constitutional
right to petition ... includes the basic act of filing
litigation or otherwise seeking administrative action.'
" (Dove Audio, Inc. v. Rosenfeld, Meyer & Susman
(1996) 47 Cal.App.4th 777, 784 [54 Cal.Rptr.2d 830],
quoting Ludwig v. Superior Court (1995) 37 Cal.App.4th
8, 19 [43 Cal.Rptr.2d 350].) Even ECHO's counseling
of tenant Bond, apparently, was in anticipation of litigation,
and courts considering the question have concluded that
"[j]ust as communications preparatory to or in
anticipation of the bringing of an action or other official
proceeding are within the protection of the litigation
privilege of Civil Code section 47, subdivision (b)
[citation], ... such statements are equally entitled
to the benefits of section 425.16." (Dove Audio,
Inc., supra, at p. 784, citing Rubin v. Green (1993)
4 Cal.4th 1187, 1194-1195 [17 Cal.Rptr.2d 828, 847 P.2d
1044] and Ludwig v. Superior Court, supra, 37 Cal.App.4th
at p. 19; see also Mission Oaks Ranch, Ltd. v. County
of Santa Barbara (1998) 65 Cal.App.4th 713, 728 [77
Cal.Rptr.2d 1].)
Thus, to the extent that, as the trial court impliedly
found, plaintiffs failed to establish a probability
of prevailing on their claim (section 425.16, subd.
(b)(1)), fn 6 it follows that their causes of action
are, in accordance with section 425.16's plain language,
"subject to [ECHO's] special motion to strike"
(ibid.). {Page 19 Cal.4th 1116}
Plaintiffs, however, citing Zhao v. Wong, argue that
section 425.16 does not apply to events that transpire
between private individuals. The Court of Appeal in
Zhao opined that "the Legislature contemplated
that the statute would apply only to a limited sphere
of activities covered by certain protections of the
First Amendment, i.e., activities described by the statement
of legislative purpose" (Zhao v. Wong, supra, 48
Cal.App.4th at p. 1129), which speaks of encouraging
"participation in matters of public significance"
(section 425.16, subd. (a)). According to plaintiffs,
section 425.16 protects only statements or writings
that defend the speaker's or writer's own free speech
or petition rights or that are otherwise "vital
to allow citizens to make informed decisions within
a government office." Plaintiffs insist tenant
counseling activities like ECHO's are not protected
by section 425.16 because they neither promoted ECHO's
own constitutional right of free speech nor informed
the public about possible wrongdoing.
Even assuming, for purposes of argument, that plaintiffs
accurately have characterized ECHO's activities as constituting
neither self-interested nor general political speech,
we cannot conclude such activities thereby necessarily
fall outside the protection of the anti-SLAPP statute.
Contrary to plaintiffs' implied suggestion, the statute
does not require that a defendant moving to strike under
section 425.16 demonstrate that its protected statements
or writings were made on its own behalf (rather than,
for example, on behalf of its clients or the general
public). We agree, moreover, with the court in Braun
v. Chronicle that "Zhao is incorrect in its assertion
that the only activities qualifying for statutory protection
are those which meet the lofty standard of pertaining
to the heart of self-government." (Braun v. Chronicle,
supra, 52 Cal.App.4th at pp. 1046-1047.)
As the Braun court explained: "At least as to acts
covered by clauses one and two of section 425.16, subdivision
(e), the statute requires simply any writing or statement
made in, or in connection with an issue under consideration
or review by, the specified proceeding or body. Thus
these clauses safeguard free speech and petition conduct
aimed at advancing self government, as well as conduct
aimed at more mundane pursuits. Under the plain terms
of the statute it is the context or setting itself that
makes the issue a public issue: all that matters is
that the First Amendment activity take place in an official
proceeding or be made in connection with an issue being
reviewed by an official proceeding. [] The answer to
Zhao's concern over how to harmonize the language of
section 425.16, subdivision (e), clause {Page 19 Cal.4th
1117}two with the statement of legislative intent contained
in subdivision (a) is now apparent: The Legislature
when crafting the clause two definition clearly and
unambiguously resorted to an easily understandable concept
of what constitutes a public issue. Specifically, it
equated a public issue with the authorized official
proceeding to which it connects." (Braun v. Chronicle,
supra, 52 Cal.App.4th at p. 1047, italics in original.)
Thus, contrary to the Court of Appeal's construction,
"the statutory language is clear. [Citation.] The
statute does not limit its application to certain types
of petition activity." (Beilenson v. Superior Court
(1996) 44 Cal.App.4th 944, 949 [52 Cal.Rptr.2d 357],
italics added; see also Lafayette Morehouse, Inc. v.
Chronicle Publishing Co. (1995) 37 Cal.App.4th 855,
863 [44 Cal.Rptr.2d 46] [anti-SLAPP law protects newspaper's
statements relating to issue under consideration by
county board of supervisors and federal courts]; Church
of Scientology v. Wollersheim (1996) 42 Cal.App.4th
628, 647-648 [49 Cal.Rptr.2d 620] [section 425.16 applies
to action to set aside prior personal injury judgment,
which resulted from defendant's exercise of his First
Amendment litigation rights].)
2. Principles of Statutory Construction
Second, the Court of Appeal's analysis contravenes
fundamental principles of statutory construction. (2)
Where different words or phrases are used in the same
connection in different parts of a statute, it is presumed
the Legislature intended a different meaning. (Playboy
Enterprises, Inc. v. Superior Court (1984) 154 Cal.App.3d
14, 21 [201 Cal.Rptr. 207].) Clauses (3) and (4) of
section 425.16, subdivision (e), concerning statements
made in public fora and "other conduct" implicating
speech or petition rights, include an express "issue
of public interest" limitation; clauses (1) and
(2), concerning statements made before or in connection
with issues under review by official proceedings, contain
no such limitation. In light of this variation in phraseology,
it must be presumed the Legislature intended different
"issue" requirements to apply to anti-SLAPP
motions brought under clauses (3) and (4) of subdivision
(e) than to motions brought under clauses (1) and (2).
(Playboy Enterprises, Inc., supra, at p. 21.) That the
Legislature, when amending section 425.16 in 1997 to
add the substance of clause (4), was at pains simultaneously
to separate, by parenthetical numbering, subdivision
(e)'s resulting four clauses buttresses the point by
emphasizing the grammatical and analytical independence
of the clauses.
If, as plaintiffs contend, the operative language in
section 425.16, subdivision (b), referring to a person's
exercise of First Amendment rights "in connection
with a public issue," were meant to function as
a separate proof {Page 19 Cal.4th 1118}requirement applicable
to motions brought under all four clauses of subdivision
(e), no purpose would be served by the Legislature's
specification in clauses (3) and (4) that covered issues
must be "of public interest." (3)" 'Courts
should give meaning to every word of a statute if possible,
and should avoid a construction making any word surplusage.'
" (Reno v. Baird (1998) 18 Cal.4th 640, 658 [76
Cal.Rptr.2d 499, 957 P.2d 1333], quoting Arnett v. Dal
Cielo (1996) 14 Cal.4th 4, 22 [56 Cal.Rptr.2d 706, 923
P.2d 1].) Accordingly, we reject plaintiffs' contention
and adopt, instead, a construction that gives meaning
and assigns import to the phrase "of public interest"
in subdivision (e)(3) and (4) of section 425.16.
Contrary to plaintiffs' suggestion that the Legislature,
when enacting section 425.16, expressed in the statute's
preamble a desire "to encourage continued participation
in matters of public significance" (section 425.16,
subd. (a)) does not imply the Legislature intended to
impose, in the statute's operative sections, an across-the-board
"issue of public interest" pleading requirement.
Construing clauses (1) and (2) of section 425.16, subdivision
(e) as lacking such a requirement does not diminish
their effectiveness in encouraging participation in
public affairs. Any matter pending before an official
proceeding possesses some measure of "public significance"
owing solely to the public nature of the proceeding,
and free discussion of such matters furthers effective
exercise of the petition rights section 425.16 was intended
to protect. The Legislature's stated intent is best
served, therefore, by a construction of section 425.16
that broadly encompasses participation in official proceedings,
generally, whether or not such participation remains
strictly focused on "public" issues.
As the Court of Appeal in Braun v. Chronicle explained:
"The term 'significance' supports multiple meanings.
It can mean '[t]he meaning or import of something' "
and "[i]t can also mean '[i]mportance, consequence.'
" (Braun v. Chronicle, supra, 52 Cal.App.4th at
p. 1048, quoting 15 Oxford English Dict. (2d ed. 1989)
p. 458.) Thus, a matter may have "public meaning
or significance within the language of section 425.16,
subdivision (a) because and solely because ... it occurs
within the context of the proceedings delineated in
clause one ... or ... in connection with an issue under
consideration or review by one of the bodies or proceedings
delineated in clause two." (Braun v. Chronicle,
supra, at p. 1048.)
Of course, "legislative intent is not gleaned solely
from the preamble of a statute; it is gleaned from the
statute as a whole, which includes the particular directives."
(Braun v. Chronicle, supra, 52 Cal.App.4th at p. 1048.)
And "every statute should be construed with reference
to the whole system of law of which it is a part so
that all may be harmonized and have {Page 19 Cal.4th
1119}effect." (Stafford v. Realty Bond Service
Corp. (1952) 39 Cal.2d 797, 805 [249 P.2d 241].) In
light of these fundamental principles, "the meaning
ascribed to the concept of 'public significance' in
the preamble must accommodate the singular, clearly
defined protected activities set forth in each clause
of section 425.16, subdivision (e)." (Braun v.
Chronicle, supra, at p. 1048.) Construing the term "significance"
in the preamble to denote simply "importance"
(15 Oxford English Dict., supra, at p. 458) harmonizes
the term with a plain reading of subdivision (e)(1)
and (2) that imports no additional "public issue"
requirement, because such a construction accounts for
the measure of public significance possessed by "any
written or oral statement or writing" (section
425.16, subd. (e)(1) and (2), italics added) that is
made before, or in connection with, an official proceeding.
3. Legislative Intent
Third, the Court of Appeal's analysis contravenes the
specific legislative intent expressly stated in section
425.16, as well as that implied by the statute's legislative
history as revealed by legislative history materials
in the record.
In 1997, after the Court of Appeal's decision in this
case, the Legislature amended section 425.16, effecting
no substantive changes to the anti-SLAPP scheme, but
providing that the statute "shall be construed
broadly." (section 425.16, subd. (a), as amended
by Stats. 1997, ch. 271, section 1; cf. Bradbury v.
Superior Court (1996) 49 Cal.App.4th 1108, 1114, fn.
3 [57 Cal.Rptr.2d 207] [an appellate court, whenever
possible, should interpret the First Amendment and section
425.16 in a manner "favorable to the exercise of
freedom of speech, not its curtailment."].) fn
7 The proviso is not surprising, since the "stated
purpose of the [anti-SLAPP] statute ... includes protection
of not only the constitutional right to 'petition for
the redress of grievances,' but the broader constitutional
right of freedom of speech." (Averill v. Superior
Court (1996) 42 Cal.App.4th 1170, 1176 [50 Cal.Rptr.2d
62].) Our construction of section 425.16 to protect
not just statements or writings on public issues, but
all statements or writings made before, or in connection
with issues under consideration by, official bodies
and proceedings, is consistent with that purpose, as
well as with the statute's plain language.
Where, as here, legislative intent is expressed in unambiguous
terms, we must treat the statutory language as conclusive;
"no resort to extrinsic {Page 19 Cal.4th 1120}aids
is necessary or proper." (People v. Otto (1992)
2 Cal.4th 1088, 1108 [9 Cal.Rptr.2d 596, 831 P.2d 1178],
citing Griffin v. Oceanic Contractors, Inc. (1982) 458
U.S. 564, 570 [102 S.Ct. 3245, 3249-3250, 73 L.Ed.2d
973]; see also Delaney v. Superior Court (1990) 50 Cal.3d
785, 804 [268 Cal.Rptr. 753, 789 P.2d 934]; Board of
Supervisors v. Lonergan (1980) 27 Cal.3d 855, 866 [167
Cal.Rptr. 820, 616 P.2d 802].) (1c) Accordingly, we
need not refer to extrinsic indicators of legislative
intent in concluding that section 425.16 applies to
plaintiffs' causes of action based on ECHO's statements
in connection with actual and potential civil litigation
and a HUD investigation. Nevertheless, we observe that
available legislative history buttresses the conclusion.
Legislative history materials respecting the origins
of section 425.16 indicate the statute was intended
broadly to protect, inter alia, direct petitioning of
the government and petition-related statements and writings—that
is, "any written or oral statement or writing made
before a legislative, executive, or judicial proceeding"
(section 425.16, subd. (e)(1)) or "in connection
with an issue under consideration or review" (id.,
subd. (e)(2)) by such. The seminal academic research
on which the original version of the statute was based
used "an operational definition of SLAPP suits
as implicating 'behavior protected by the Petition Clause.'
" (Zhao v. Wong, supra, 48 Cal.App.4th at p. 1124,
quoting Canan & Pring, Studying Strategic Lawsuits
Against Public Participation: Mixing Quantitative and
Qualitative Approaches (1988) 22 L. & Soc'y. Rev.
385, 387.)
The Legislature's 1997 amendment of the statute to mandate
that it be broadly construed apparently was prompted
by judicial decisions, including that of the Court of
Appeal in this case, that had narrowly construed it
to include an overall "public issue" limitation.
(See Stats. 1997, ch. 271 section 1; Zhao v. Wong, supra,
48 Cal.App.4th at p. 1128 [disagreeing "that the
statute was meant to have broad application"];
Linsco/Private Ledger, Inc. v. Investors Arbitration
Services, Inc., supra, 50 Cal.App.4th at p. 1638 [opining
that "the statute must be given a narrow interpretation"].)
The timing of the amendment alone supports the inference:
That the Legislature added its broad construction proviso
within a year following issuance of Zhao, Linsco/Private
Ledger, Inc., and the decision below plainly indicates
these decisions were mistaken in their narrow view of
the relevant legislative intent.
The Assembly Judiciary Committee's analysis of the amendatory
legislation confirms the amendment was intended specifically
to overrule Zhao v. Wong and the Court of Appeal's decision
in this case. (See Assem. Com. on Judiciary, Analysis
of Sen. Bill No. 1296 (1997-1998 Reg. Sess.) for July
2, 1997, hg., pp. 3-4 [stating "proponents have
provided ample evidence that {Page 19 Cal.4th 1121}the
state's courts of appeal are issuing conflicting opinions
about the breadth of Section 425.16," noting that
Averill v. Superior Court, supra, 42 Cal.App.4th 1170,
Church of Scientology v. Wollersheim, supra, 42 Cal.App.4th
628, and Braun v. Chronicle, supra,
|