Cases...
Equilon Enterprises v. Consumer Cause, Inc. (2002) [
29 Cal.4th 53 ]
Parallel Cite(s): 124 Cal.Rptr.2d 507; 52 P.3d 685
Equilon Enterprises, LLC v. Consumer Cause, Inc. S094877
EQUILON ENTERPRISES, LLC, Plaintiff and Appellant,
v.
CONSUMER CAUSE, INC., Defendant and Respondent.
S094877
(On appeal from 85 Cal.App.4th 654, Second Dist. Court
of Appeals.)
SUPREME COURT OF CALIFORNIA
August 29, 2002
Los Angeles County
Super. Ct. No. BC202502
Judge: Barbara Ann Meiers
Ct. App. 2/2 B130701
{Page 29 Cal.4th 54}
[Copyrighted Material Omitted]
{Page 29 Cal.4th 55}
Attorneys for Appellant:
McCutchen, Doyle, Brown & Enersen, Leslie G. Landau,
Colleen P. Doyle, Deborah A. Nolan, Matthew Moran, Robert
A. Brundage, Margaret Prinzing and Alison R. Beck for
Plaintiff and Appellant.
{Page 29 Cal.4th 56}
Pillsbury, Madison & Sutro and Michael J. Steel
for California Chamber of Commerce and Chemical Industry
Council of California as Amici Curiae on behalf of Plaintiff
and Appellant.
Attorneys for Respondent:
Mehrban, Ghalchi & Yeroushalmi, Yeroushalmi &
Ghalchi, Kamran Ghalchi, Reuben Yeroushalmi; Law Offices
of Morsé Mehrban and Morsé Mehrban for
Defendant and Respondent.
Bill Lockyer, Attorney General, Richard M. Frank, Chief
Assistant Attorney General, Craig C. Thompson, Acting
Assistant Attorney General, Theodora Berger, Assistant
Attorney General, Matthew F. Lintner and Edward G. Weil,
Deputy Attorneys General, for the People as Amicus Curiae
on behalf of Defendant and Respondent.
Law Office of James J. Moneer and James J. Moneer as
Amici Curiae on behalf of Defendant and Respondent.
Levy, Ram, Olson & Rossi, Karl Olson; Karlene W.
Goller; Gray Cary Ware & Freidenrich, Edward P.
Davis, Jr., James Chadwick; Thomas W. Newton; Levine
Sullivan & Koch, James Grossberg; Harold Fuson;
Stephen J. Burns; Steinhart & Falconer, Roger R.
Myers and Rachel E. Boehm for California Newspaper Publishers
Association, Los Angeles Times, Copley Press, Inc.,
McClathy Newspapers, San Jose Mercury, Freedom Communications,
Inc., The Hearst Corporation, Media News Group and The
Recorder as Amici Curiae on behalf of Defendant and
Respondent.
R. S. Radford and Meriem L. Hubbard for Pacific Legal
Foundation as Amicus Curiae on behalf of Defendant and
Respondent.
Mark Goldowitz for California Anti-SLAPP Project as
Amicus Curiae on behalf of Defendant and Respondent.
Margaret C. Crosby for American Civil Liberties Union
Foundation of Northern California, Inc., as Amicus Curiae
on behalf of Defendant and Respondent.
Daniel Tokaji and Peter Eliasberg for ACLU Foundation
of Southern California as Amicus Curiae on behalf of
Defendant and Respondent.
Jordan Budd for American Civil Liberties Union Foundation
of San Diego and Imperial Counties as Amicus Curiae
on behalf of Defendant and Respondent.
Law Office of Fredric Evenson and Fredric Evenson for
Ecological Rights Foundation as Amicus Curiae on behalf
of Defendant and Respondent.
{Page 29 Cal.4th 57}
Law Office of Elizabeth Bader and Elizabeth E. Bader
for Kairos Project as Amicus Curiae on behalf of Defendant
and Respondent.
James R. Wheaton and Iryna A. Kwasny for Environmental
Law Foundation as Amicus Curiae on behalf of Defendant
and Respondent.
WERDEGAR, J.
Must a defendant, in order to obtain a dismissal of
a strategic lawsuit against public participation (SLAPP)[1]
under Code of Civil Procedure section 425.16 (section
425.16; the anti-SLAPP statute), demonstrate that the
action was brought with the intent to chill the defendant's
exercise of constitutional speech or petition rights?
For the following reasons, we conclude not.[2]
BACKGROUND
As the Court of Appeal explained, defendant Consumer
Cause, Inc., served on Shell Pipe Line Corporation and
Texaco, Inc., predecessors in interest to plaintiff
Equilon Enterprises, LLC (Equilon), a notice of its
intent to sue for alleged violations of Proposition
65. (See Health & Saf. Code, section 25249.7, subd.
(d).) Consumer Cause's notice asserted that numerous
Shell and Texaco gas stations in Southern California
had, since 1994, been polluting groundwater by discharging
benzene, lead, and toluene into the soil. Consumer Cause
sent copies of its notice to the state Attorney General,
the Los Angeles County District Attorney, and the Los
Angeles City Attorney.
Equilon did not ask Consumer Cause to clarify its Proposition
65 notice. Instead, it filed this lawsuit for declaratory
and injunctive relief, seeking a declaration that the
notice failed to comply with the California Code of
Regulations. Specifically, Equilon claimed the notice
had not been served on the proper parties and that it
failed to describe the alleged toxic discharges with
sufficient particularity. Equilon also sought an injunction
barring Consumer Cause from filing a Proposition 65
enforcement action.
Consumer Cause moved under the anti-SLAPP statute to
strike Equilon's complaint. The trial court granted
the motion and dismissed the action. The Court of Appeal
affirmed. We granted Equilon's petition for review.
{Page 29 Cal.4th 58}
DISCUSSION
Section 425.16 provides, inter alia, that "A cause
of action against a person arising from any act of that
person in furtherance of the person's right of petition
or free speech under the United States or California
Constitution in connection with a public issue shall
be subject to a special motion to strike, unless the
court determines that the plaintiff has established
that there is a probability that the plaintiff will
prevail on the claim." (Id., subd. (b)(1).) "As
used in this section, 'act in furtherance of a person's
right of petition or free speech under the United States
or California Constitution in connection with a public
issue' includes: (1) any written or oral statement or
writing made before a legislative, executive, or judicial
proceeding, or any other official proceeding authorized
by law; (2) any written or oral statement or writing
made in connection with an issue under consideration
or review by a legislative, executive, or judicial body,
or any other official proceeding authorized by law .
. . ." (Id., subd. (e).)
Courts of Appeal reviewing the application of section
425.16 have divided over the question whether a defendant
who moves under the statute to strike a cause of action
must, in order to prevail, demonstrate that the cause
of action was brought with the intent of chilling the
defendant's exercise of constitutional speech or petition
rights. (Compare, e.g., Damon v. Ocean Hills Journalism
Club (2000) 85 Cal.App.4th 468, 480 [no] with Foothills
Townhome Assn. v. Christiansen (1998) 65 Cal.App.4th
688, 696 [yes].) As will appear, the defendant has no
such burden.
A. Statute's Plain Language
Section 425.16 nowhere states that, in order to prevail
on an anti-SLAPP motion, a defendant must demonstrate
that the plaintiff brought the cause of action complained
of with the intent of chilling the defendant's exercise
of speech or petition rights. There simply is "nothing
in the statute requiring the court to engage in an inquiry
as to the plaintiff's subjective motivations before
it may determine [whether] the anti-SLAPP statute is
applicable." (Damon v. Ocean Hills Journalism Club,
supra, 85 Cal.App.4th at p. 480.) Section 425.16, rather,
unambiguously makes subject to a special motion to strike
any "cause of action against a person arising from
any act of that person in furtherance of the person's
right of petition or free speech under the United States
or California Constitution in connection with a public
issue" as to which the plaintiff has not "established
that there is a probability that [he or she] will prevail
on the claim." ( section 425.16, subd. (b)(1);
see Church of Scientology v. Wollersheim (1996) 42 Cal.App.4th
628, 648{Page 29 Cal.4th 59} (Church of Scientology)
[anti-SLAPP statute "clear and unambiguous"
in applying to all claims "arising from" protected
activity].)
Nor is there anything in section 425.16's operative
sections implying or even suggesting an intent-to-chill
proof requirement. "The legislative concern,"
rather, "is that the cause of action 'aris[e] from'
an act in furtherance of the constitutional right to
petition or free speech." (Fox Searchlight Pictures,
Inc. v. Paladino(2001) 89 Cal.App.4th 294, 307.)
When on previous occasions we have construed the anti-SLAPP
statute, we have done so strictly by its terms (Ketchum
v. Moses (2001) 24 Cal.4th 1122, 1131 [calculation of
anti-SLAPP attorney fees]; see also Briggs v. Eden Council
for Hope & Opportunity (1999) 19 Cal.4th 1106, 1113-1117
(Briggs) [construction of section 425.16, subd. (e)]),
and no reason appears why we should proceed otherwise
in this case. Since section 425.16 neither states nor
implies an intent-to-chill proof requirement, for us
judicially to impose one, as Equilon urges, would violate
the foremost rule of statutory construction. When interpreting
statutes, "we follow the Legislature's intent,
as exhibited by the plain meaning of the actual words
of the law . . . . 'This court has no power to rewrite
the statute so as to make it conform to a presumed intention
which is not expressed.' " (California Teachers
Assn. v. Governing Bd. of Rialto Unified School Dist.
(1997) 14 Cal.4th 627, 632-633.)
B. Legislative Intent
Citing the Legislature's finding, set out in the statute's
preamble, that "there has been a disturbing increase
in lawsuits brought primarily to chill the valid exercise
of the constitutional rights of freedom of speech and
petition for the redress of grievances" and its
declaration "that it is in the public interest
to encourage continued participation in matters of public
significance" ( section 425.16, subd. (a)), Equilon
argues that the anti-SLAPP statute was intended by the
Legislature to combat only actions brought with an intent
to chill speech. For the following reasons we conclude
that, to the contrary, judicial imposition on section
425.16 of an intent-to-chill proof requirement would
contravene the legislative intent expressly stated in
section 425.16, as well as that implied by the statute's
legislative history.
The anti-SLAPP statute has since its enactment contained
a preamble setting forth the Legislature's desire "to
encourage continued participation in matters of public
significance" ( section 425.16, subd. (a), as added
by Stats. 1992, {Page 29 Cal.4th 60}ch. 726, section
2, p. 3523). In 1997, the Legislature amended section
425.16, effecting no substantive changes to the anti-SLAPP
scheme, but adding to the preamble a requirement that
the statute, to achieve its stated ends, "shall
be construed broadly." ( section 425.16, subd.
(a), as amended by Stats. 1997, ch. 271, section 1.)[3]
Interpreting section 425.16, in accordance with its
plain language, as encompassing unsubstantiated causes
of action arising from protected speech or petitioning,
without regard to the subjective intent of the plaintiff,
both maximizes the statute's tendency "to encourage
continued participation in matters of public significance"
and conforms to the Legislature's express requirement
of broad construction.
On the other hand, judicial imposition of an intent-to-chill
proof requirement would undermine the Legislature's
expressed aim that public participation "not be
chilled" ( section 425.16, subd. (a)) by SLAPP's.
Obviously, not only when a plaintiff intends to chill
speech may the filing of a lawsuit have that result.
"Intimidation will naturally exist anytime a community
member is sued by an organization for millions of dollars
even if it is probable that the suit will be dismissed"
(Comment, Strategic Lawsuits Against Public Participation:
An Analysis of the Solutions (1991) 27 Cal. Western
L.Rev. 399, 405, fn. omitted). "Considering the
purpose of the [anti-SLAPP] provision, expressly stated,
the nature or form of the action is not what is critical
but rather that it is against a person who has exercised
certain rights" (Church of Scientology, supra,
42 Cal.App.4th at p. 652). "The Legislature recognized
that 'all kinds of claims could achieve the objective
of a SLAPP suit-to interfere with and burden the defendant's
exercise of his or her rights.' " (Beilenson v.
Superior Court (1996) 44 Cal.App.4th 944, 949.) For
us to bar use of the anti-SLAPP device against nonmeritorious
speech-burdening claims whenever a defenant cannot prove
the plaintiff's improper intent would fly in the face
of that legislative recognition.
We previously have stated that the legislative intent
underlying section 425.16 must be " 'gleaned from
the statute as a whole' " (Briggs, supra, 19 Cal.4th
at p. 1118). "The fact the Legislature expressed
a concern in the {Page 29 Cal.4th 61}statute's preamble
with lawsuits brought 'primarily' to chill First Amendment
rights does not mean that a court may add this concept
as a separate requirement in the operative sections
of the statute." (Damon v. Ocean Hills Journalism
Club, supra, 85 Cal.App.4th at p. 480; see also Briggs,supra,
at p. 1118.) Any such requirement would be "too
restrictive" (Church of Scientology, supra, 42
Cal.App.4th at p. 648) in light of the Legislature's
unqualified desire to "encourage continued participation
in matters of public significance" ( section 425.16,
subd. (a)).
Judicial imposition of an intent-to-chill proof requirement
also would contravene legislative intent by modifying
the detailed remedial scheme the Legislature laid out
in the statute's operative sections. That scheme, as
noted, makes subject to a special motion to strike any
cause of action against a person arising from constitutionally
protected speech or petitioning activity, as defined
in section 425.16, subdivision (e), "unless the
court determines that the plaintiff has established
that there is a probability that the plaintiff will
prevail on the claim" (id., subd. (b)). Such terms
are "inconsistent with a requirement the defendant
prove the challenged lawsuit was brought to chill her
First Amendment rights. . . . [T]he only thing the defendant
needs to establish to invokethe [potential] protection
of the SLAPP statute is that the challenged lawsuit
arose from an act on the part of the defendant in furtherance
of her right of petition or free speech. From that fact
the court may [effectively] presume the purpose of the
action was to chill the defendant's exercise of First
Amendment rights. It is then up to the plaintiff to
rebut the presumption by showing a reasonable probability
of success on the merits." (Fox Searchlight Pictures,
Inc. v. Paladino, supra, 89 Cal.App.4th at p. 307.)
Where, as here, legislative intent is expressed in unambiguous
terms, we must treat the statutory language as conclusive;
"no resort to extrinsic aids is necessary or proper."
(People v. Otto (1992) 2 Cal.4th 1088, 1108.) Nevertheless,
we may observe that available legislative history buttresses
our conclusion.
As we observed in Briggs: "Legislative history
materials respecting the origins of section 425.16 indicate
the statute was intended broadly to protect, inter alia,
direct petitioning of the government and petition-related
statements and writings. . . . The seminal academic
research on which the original version of the statute
was based used 'an operational definition of SLAPP suits
as implicating "behavior protected by the Petition
Clause." ' " (Briggs, supra, 19 Cal.4th at
p. 1120, quoting Canan & Pring, Studying Strategic
Lawsuits Against Public Participation: Mixing Quantitative
and Qualitative Approaches (1988) 22 L. & Soc'y
Rev. 385, 387.) As Professors {Page 29 Cal.4th 62}Canan
and Pring have explained, a neutral, easily applied
definition for SLAPP's "avoids subjective judgments"
about filers' or targets' motives, good faith, or intent.
(Canan & Pring, SLAPPs: Getting Sued for Speaking
Out (1996) p. 8.)
In short, the Legislature has in the anti-SLAPP statute
expressly stated both its understanding of the problem
to be addressed (see section 425.16, subd. (a)) and
a detailed and specific remedy for addressing it (see
id., subd. (b)). "We have no reason to suppose
the Legislature failed to consider the need for reasonable
limitations on the use of special motions to strike."
(Briggs, supra, 19 Cal.4th at p. 1123.)
C. Constitutional Considerations
Equilon argues that an intent-to-chill proof requirement
is a constitutionally compelled element of the anti-SLAPP
statutory scheme. Citing Professional Real Estate Investors,
Inc. v. Columbia Pictures Industries, Inc. (1993) 508
U.S. 49, 60-62 (Professional Real Estate Investors),
Equilon asserts that the First Amendment generally bars
liability for filing lawsuits, the only exception being
for "sham" lawsuits. More particularly, Equilon
contends that by contemplating the award of attorney
fees without assessing intent to chill ( section 425.16,
subd. (c)), the anti-SLAPP statute treads in a constitutional
"minefield."
Equilon fails to demonstrate that its proffered construction
of section 425.16 is constitutionally compelled. Hundreds
of California statutes provide for an award of attorney
fees to the prevailing party. (See Pearl, Cal. Attorney
Fee Awards(Cont.Ed.Bar 2d ed. 2001) section 2.1, p.
12; see also id., ch. 17 [charting many such statutes].)
Fee shifting simply requires the party that creates
the costs to bear them. (Premier Elec. Const. Co. v.
N.E.C.A., Inc. (7th Cir. 1987) 814 F.2d 358, 373.) It
does not make a party "liable" for filing
a lawsuit. This distinguishes Professional Real Estate
Investors, supra, 508 U.S. 49, Equilon's central authority,
which concerns not fee shifting but the scope of antitrust
liability for engaging in litigation. There, when movie
studios challenging the rental of videodiscs to hotel
guests brought a copyright infringement action against
certain hotel operators, the operators filed counterclaims
alleging the studios' action was intended illegally
to restrain trade. The high court held that one who
initiates litigation is immune from antitrust liability
for doing so unless the litigation is a "sham."
(Id. at pp. 60-61.) The case did not involve a fee-shifting
provision nor did the court anywhere suggest that its
"sham" litigation rationale might apply in
the fee-shifting context. Equilon cites no case in {Page
29 Cal.4th 63} which a fee-shifting provision has been
held unconstitutional under Professional Real Estate
Investorsor its rationale. (See generally Alyeska Pipeline
Co. v. Wilderness Society (1975) 421 U.S. 240, 262 [finding
it "apparent that the circumstances under which
attorneys' fees are to be awarded and the range of discretion
of the courts in making those awards are matters for
Congress to determine"].)
In any event, Professional Real Estate Investors-wherein
the high court was at pains expressly "to reject
a purely subjective definition of 'sham' " (Professional
Real Estate Investors, supra,508 U.S. at p. 60)-does
not support Equilon's contention that the anti-SLAPP
statute must be engrafted with an intent-to-chill proof
requirement in order to pass constitutional muster.
(See generally Columbia v. Omni Outdoor Advertising,
Inc. (1991) 499 U.S. 365, 380 [private party's selfish
motives are irrelevant to doctrine precluding liability
for petitioning government].) On the other hand, the
United States Supreme Court has held that a defendant
may obtain an attorney fee award where the plaintiff's
suit is objectively "without foundation,"
noting that to permit such awards in cases of vexatious
litigation "in no way implies that the plaintiff's
subjective bad faith is a necessary prerequisite to
a fee award against him." (Christiansburg Garment
Co. v. EEOC (1978) 434 U.S. 412, 421 [title VII case].)
Contrary to Equilon's implication, section 425.16 does
not bar a plaintiff from litigating an action that arises
out of the defendant's free speech or petitioning. It
subjects to potential dismissal only those causes of
action as to which the plaintiff is unable to show a
probability of prevailing on the merits ( section 425.16,
subd. (b)), a provision we have read as "requiring
the court to determine only if the plaintiff has stated
and substantiated a legally sufficient claim" (Rosenthal
v. Great Western Fin. Securities Corp.(1996) 14 Cal.4th
394, 412 (Rosenthal)). So construed, "section 425.16
provides an efficient means of dispatching, early on
in the lawsuit, [and discouraging, insofar as fees may
be shifted,] a plaintiff's meritless claims." (Paul
for Council v. Hanyecz (2001) 85 Cal.App.4th 1356, 1364.)
Nor do the anti-SLAPP statute's fee-shifting provisions
inappropriately punish plaintiffs. Plaintiffs as well
as defendants may recover fees: defendants, as discussed,
only when the plaintiff burdens free speech with an
unsubstantiated claim (Rosenthal, supra, 14 Cal.4th
at p. 412); plaintiffs whenever a defendant's motion
to strike is "frivolous or is solely intended to
cause unnecessary delay" ( section 425.16, subd.
(c)). Equilon fails to persuade that such a fee-shifting
provision overburdens those who exercise the First {Page
29 Cal.4th 64}Amendment right of petition by filing
lawsuits. "The right to petition is not absolute,
providing little or no protection for baseless litigation"
(Church of Scientology, supra, 42 Cal.App.4th at p.
648, fn. 4).
Equilon also cites California Teachers Assn. v. State
of California (1999) 20 Cal.4th 327 (California Teachers)
for the proposition that "a party cannot be held
liable or punished for genuine petitioning," but
for at least two reasons California Teachers is not
apposite. First, inCalifornia Teachers we addressed
the "unique and virtually unprecedented" requirement
(id. at p. 333) that a teacher who does not prevail
on a reasonable and good faith challenge to a disciplinary
suspension or dismissal pay to the state one-half the
cost of the administrative law judge. Contrary to Equilon's
implication, California Teachers nowhere discusses or
calls into question fee-shifting provisions such as
the one found in the anti-SLAPP statute.
Second, whereas the proponent of a speech-burdening
claim may avoid an anti-SLAPP dismissal by submitting
an affidavit substantiating the claim's legal sufficiency
( section 425.16, subd. (b)(2); Rosenthal, supra, 14
Cal.4th at p. 412), the disciplinary scheme at issue
inCalifornia Teachers incorporated no such safety valve
to diminish constitutional concerns. Section 425.16
"is one of several California statutes providing
a procedure for exposing and dismissing certain causes
of action lacking merit." (Lafayette Morehouse,
Inc. v. Chronicle Publishing Co. (1995) 37 Cal.App.4th
855, 866.) "In varying language, all of these statutes
literally require the trial court, at a preliminary
stage of the litigation, to determine by examining affidavits
the 'substantial probability' of plaintiff's prevailing
on a claim, whether evidence 'substantiates' a standard
of proof the plaintiff must meet, or whether plaintiff
has 'established . . . a reasonable probability' of
recovery" (ibid.). Equilon has failed to identify
any support for the proposition that the constitutionality
of such provisions depends upon their requiring proof
of subjective intent.
D. Congruence with Privilege Law
"It is a fundamental rule of statutory construction
that statutes should be construed to avoid anomalies."
(State of South Dakota v. Brown (1978) 20 Cal.3d 765,
775; see also People v. Ledesma (1997) 16 Cal.4th 90,
101.) In accordance with this principle, we previously
have declined to construe the anti-SLAPP statute so
as to produce "the anomalous result that much direct
petition activity . . . [,] while absolutely privileged
under the litigation privilege . . . and under the federal
and state Constitutions, would not be entitled to the
procedural protections of the anti-SLAPP {Page 29 Cal.4th
65}law, even though section 425.16 expressly states
the Legislature's intent thereby 'broadly' to protect
the right of petition ( section 425.16, subd. (a))."
(Briggs, supra, 19 Cal.4th at p. 1121.)
Similarly here. Were we to impose an intent-to-chill
proof requirement, petitioning that is absolutely privileged
under the litigation privilege would be deprived of
anti-SLAPP protection whenever a moving defendant could
not prove that the plaintiff harbored an intent to chill
that activity. Our construction avoids that anomalous
result.
E. Public Policy
Considerations of public policy buttress the foregoing
legal arguments against judicially imposing an intent-to-chill
proof requirement on California's anti-SLAPP statute.
A requirement that courts confronted with anti-SLAPP
motions inquire into the plaintiff's subjective intent
would commit scarce judicial resources to an inquiry
inimical to the legislative purpose that unjustified
SLAPP's be terminated at an early stage. "Imposing
a requirement of establishing bad faith or ulterior
motive adds a needless burden to SLAPP targets seeking
relief, and destroys the relatively value-free nature
of existing anti-SLAPP structures under which actions
become suspect because of the circumstances of their
arising and the relief sought, without need to litigate
motive." (Braun, Increasing SLAPP Protection: Unburdening
the Right of Petition in California (1999) 32 U.C. Davis
L.Rev. 965, 969, fn. 9.) By requiring that a moving
defendant demonstrate that the targeted cause of action
is one arising from protected speech or petitioning
( section 425.16, subd. (b)), our anti-SLAPP statute
utilizes a reasonable, objective test that lends itself
to adjudication on pretrial motion. Such early resolution
is consistent with the statutory design "to prevent
SLAPPs by ending them early and without great cost to
the SLAPP target" (Tate,California's Anti-SLAPP
Legislation: A Summary of and Commentary on Its Operation
and Scope(2000) 33 Loyola L.A. L.Rev. 801), a purpose
reflected in the statute's short time frame for anti-SLAPP
filings and hearings ( section 425.16, subd. (f)) and
provision for a stay of discovery (id., subd. (g)).
Contrary to Equilon's assertion, our conclusion will
not allow the anti-SLAPP statute itself to become a
weapon to chill the exercise of protected petitioning
activity by people with legitimate grievances. The anti-SLAPP
remedy is not available where a probability exists that
the plaintiff will prevail on the merits. ( section
425.16, subd. (b).) "The Legislature, moreover,
has provided, and California courts have recognized,
substantive and procedural limitations that protect
plaintiffs against overbroad application of the anti-SLAPP
mechanism." (Briggs, supra, 19 Cal.4th at pp. 1122-1123.){Page
29 Cal.4th 66}
Courts deciding anti-SLAPP motions, for example, are
empowered to mitigate their impact by ordering, where
appropriate, "that specified discovery be conducted
notwithstanding" the motion's pendency. ( section
425.16, subd. (g).) And if "the court finds that
a special motion to strike is frivolous or is solely
intended to cause unnecessary delay, the court shall
award costs and reasonable attorney's fees to a plaintiff
prevailing on the motion" (id., subd. (c)). Most
importantly, section 425.16 requires every defendant
seeking its protection to demonstrate that the subject
cause of action is in fact one "arising from"
the defendant's protected speech or petitioning activity.
( section 425.16, subd. (b).)
As courts applying the anti-SLAPP statute have recognized,
the arising from requirement is not always easily met.
(See, e.g., ComputerXpress, Inc. v. Jackson (2001) 93
Cal.App.4th 993, 1002;Church of Scientology, supra,
42 Cal.App.4th at p. 651.) The only means specified
in section 425.16 by which a moving efendant can satisfy
the requirement is to demonstrate that the defendant's
conduct by which plaintiff claims to have been injured
falls within one of the four categories described in
subdivision (e), defining subdivision (b)'s phrase,
"act in furtherance of a person's right of petition
or free speech under the United States or California
Constitution in connection with a public issue."
(See Dowling v. Zimmerman (2001) 85 Cal.App.4th 1400,
1417.)
As discussed more fully in the companion case City of
Cotati v. Cashman,supra, __ Cal.4th __, the mere fact
an action was filed after protected activity took place
does not mean it arose from that activity. (ComputerXpress,
Inc. v. Jackson, supra, 93 Cal.App.4th at p. 1002.)
Rather, " 'the act underlying the plaintiff's cause'
or 'the act which forms the basis for the plaintiff's
cause of action' must itself have been an act in furtherance
of the right of petition or free speech." (Id.
at p. 1003.)
In sum, as section 425.16 already contains express limitations
on the availability and impact of anti-SLAPP motions,
courts confronting such motions are well equipped to
deny, mitigate, or even sanction them when appropriate.
Contrary to Equilon's suggestion, therefore, it is not
necessary that we impose an additional intent-to-chill
limitation in order to avoid jeopardizing meritorious
lawsuits. (SeeBriggs, supra, 19 Cal.4th at p. 1122.)
We are well advised not to upset the Legislature's carefully
crafted scheme for disposing of SLAPP's quickly and
at minimal expense to taxpayers and litigants. Our Legislature
apparently adjudged the anti-SLAPP statute's two-pronged
test ("arising from" and minimal merit) and
the statute's other express limitations to be adequate,
finding it unnecessary to add an {Page 29 Cal.4th 67}intent-to-chill
or similar proof requirement such as Equilon proposes.
We discern no grounds for second-guessing the Legislature's
considered policy judgment.
F. Application
In light of the foregoing, we may summarize a court's
task in ruling on an anti-SLAPP motion to strike as
follows. Section 425.16, subdivision (b)(1) requires
the court to engage in a two-step process. First, the
court decides whether the defendant has made a threshold
showing that the challenged cause of action is one arising
from protected activity. The moving defendant's burden
is to demonstrate that the act or acts of which the
plaintiff complains were taken "in furtherance
of the [defendant]'s right of petition or free speech
under the United States or California Constitution in
connection with a public issue," as defined in
the statute. ( section 425.16, subd. (b)(1).) If the
court finds such a showing has been made, it then determines
whether the plaintiff has demonstrated a probability
of prevailing on the claim. Under section 425.16, subdivision
(b)(2), the trial court in making these determinations
considers "the pleadings, and supporting and opposing
affidavits stating the facts upon which the liability
or defense is based."
When analyzed in this manner, the Court of Appeal's
ruling is correct. The pleadings and the affidavits
submitted by the parties establish that Equilon's action
for declaratory and injunctive relief is one arising
from Consumer Cause's activity in furtherance of its
constitutional rights of speech or petition-viz., the
filing of Proposition 65 intent-to-sue notices. (Health
& Saf. Code, section 25249.7, subd. (d).) Since
the trial court also found that Equilon had not established
a probability of prevailing on its claim, the court
properly granted the motion. ( section 425.16, subd.
(b)(1); see also Briggs, supra, 19 Cal.4th at p. 1115,
fn. 6.)
While it may well be, as Equilon asserts, that it had
pure intentions when suing Consumer Cause, such intentions
are ultimately beside the point.[4]As demonstrated,
Equilon's action for declaratory and injunctive relief
expressly was based on Consumer Cause's activity in
furtherance of its petition {Page 29 Cal.4th 68}rights.
The Court of Appeal correctly held that Consumer Cause,
having satisfied its initial burden under the anti-SLAPP
statute of demonstrating that Equilon's action was one
arising from protected activity ( section 425.16, subd.
(b)(1)), faced no additional requirement of proving
Equilon's subjective intent.[5]
DISPOSITION
For the foregoing reasons, the judgment of the Court
of Appeal is affirmed.
WE CONCUR:
GEORGE, C. J.
KENNARD, J.
BAXTER, J.
CHIN, J.
BROWN, J.
MORENO, J.
---------------
Notes:
[1] The acronym was coined by Penelope Canan and George
W. Pring, professors at the University of Denver. (See
generally Canan & Pring, Strategic Lawsuits Against
Public Participation (1988) 35 Soc. Probs. 506.)
[2] This case has two companions. (See City of Cotati
v. Cashman (2002) 29 Cal.4th 69; Navellier v. Sletten
(2002) 29 Cal.4th 82.)
[3] "The Legislature's 1997 amendment of the statute
to mandate that it be broadly construed apparently was
prompted by judicial decisions . . . that had narrowly
construed it to include an overall 'public issue' limitation."
(Briggs,supra, 19 Cal.4th at p. 1120; see also id. at
p. 1123 [holding there is no such limitation].) Section
425.16, subdivision (a), now provides, in its entirety:
"The Legislature finds and declares that there
has been a disturbing increase in lawsuits brought primarily
to chill the valid exercise of the constitutional rights
of freedom of speech and petition for the redress of
grievances. The Legislature finds and declares that
it is in the public interest to encourage continued
participation in matters of public significance, and
that this participation should not be chilled through
abuse of the judicial process. To this end, this section
shall be construed broadly."
[4] Equilon purports to have sought declaratory relief
solely in order to "get clarification of what it
had to do" to avoid Proposition 65 liability after
receiving Consumer Cause's notices. Equilon neglects
to mention, when arguing in this vein, that it also
sought injunctive relief that expressly would restrict
Consumer Cause's exercise of petition rights. We need
not in this case, therefore, decide whether or when
a pure declaratory relief action seeking mere clarification
of past speech or petitioning, but alleging no "liability
or defense" ( section 425.16, subd. (b)(2)) or
remedy "against a person" (id., subd. (b)(1))
that significantly would burden future exercise of such
rights, might evade anti-SLAPP scrutiny. Such questions
in any event lie beyond the scope of our review.
[5] To the extent they hold to the contrary, Paul for
Council v. Hanyecz, supra, 85 Cal.App.4th at p. 1364,
Foothills Townhome Assn. v. Christiansen, supra, 65
Cal.App.4th at p. 696, Linsco/Private Ledger, Inc. v.
Investors Arbitration Services, Inc. (1996) 50 Cal.App.4th
1633, 1639, Ericsson GE Mobile Communications, Inc.
v. C.S.I. Telecommunications Engineers (1996) 49 Cal.App.4th
1591, 1600,Church of Scientology, supra, 42 Cal.App.4th
at pp. 648-649, and Wilcox v. Superior Court (1994)
27 Cal.App.4th 809, 819, are disapproved.
|